English
Noun
dwarfs
- Plural of dwarf.
Verb form
dwarfs
- third-person singular of dwarf
A dwarf is a creature from
Germanic mythologies,
fairy tales,
fantasy
fiction, and
role-playing
games. It usually has magical talents, often involving
metallurgy.
The original concept of dwarves is very difficult
to determine. The sources closest to the original Germanic
mythology come from Norse Mythology, but even these are scarce and
very varied. Sources have gradually given dwarves more comical and
superstitious roles. Dwarves were certainly humanoid, but sources
differ over
their
height, their lifestyles, and their
similarity to
elves. Considering early sources, and considering the dwarves'
nature, original dwarves seem fully human height. They had strong
associations with death: paled skin; dark hair; connections with
the earth; their role in mythology. They followed
animistic traditions, showing
similarities to
such
concepts of the dead. They were similar to others from the
'
Vættir' family,
such as
elves.
Although dwarrow has passed from the language, both dwarfs and
dwarves are in current use. Many grammarians prefer dwarfs, many
fantasist prefer dwarves. The form dwarfs is generally used for
real people affected by
dwarfism; the form dwarves is
used for the mythical people described by Tolkien and others.
Dwarves of Germanic Paganism
Early Dwarves
Sources for the earliest concepts of dwarves
are essentially non-existent. Norse dwarves (dvergar) are the
earliest source for our understanding of original dwarves. However,
the concept of Dvergar mutates rapidly, even during our records of
Norse Mythology. This makes it hard to draw a uniform concept of
early dwarves, and questionable whether there actually was
one.
For most of Norse mythology, the skin color of
Dvergar was 'pale' (fölr), like a corpse. The hair color is 'black'
(svartr). The Norse depiction of the deathly complexion of Dvergar
resembles the modern depiction of vampires, with early dwarves
fatally susceptible to sunlight All of this suggests dwarves were a
form of spirits of the dead.
Dwarves seem to be associated with age and
wisdom. Short dwarves only appeared around the 13th century, in
sources such as the
legendary
saga, and it became a trend for mythical creatures (see:
fairies;
elves;
gnomes) to be small, such that
they gained a mischievous and comical nature. Given the dwarf's
association with dead humans, it seems unlikely for them to have
been anything but human height, and any shortness they have would
be a characteristic of old age. With the oldest sources depicting
dwarves as human height (see
Norse
dwarves), early dwarves most likely were.
Late Norse Dwarves
Norse
Dwarves vary throughout our sources of them. The differences
between early and late Norse Dwarves are surprisingly large;
outside influences, such as the onset of
Christianity,
acted as a catalyst for these changes.
Late Norse Dwarves (around the 13th to 15th
centuries) became more comical. Various old concepts were
exaggerated, and dwarves became stunted, small, and ugly. Along
with being physically deformed, they became excellent craftsmen,
whose ability is partially god-like (they can create humans); this
has parallels with stunted and ugly craftsmen and wise people
(witch and oracles) from other mythologies. Dvergar are famous for
having created
Skíðblaðnir,
Gungnir,
Draupnir,
Mjolnir,
etc.
These dwarves of later Norse Mythology have left
a heavy influence on modern fantasy. Concepts such as dwarven short
height, ugly features, and exceptional craftsmanship are
commonplace in modern literature.
Dwarves in later mythology and folklore
Later dwarves took
on a more comical nature. The
Legendary
saga shows the new trend. The remnants of the original dwarf
formed later fairy tales and folklore (see English folklore, German
folklore, and Dutch folklore). They had become unseen magical
creatures like fairies; users of charms, curses, and deceit. This
trend is partly explained by their smaller place in common beliefs:
God and
Christianity
were the main focuses of worship.
Dwarf concepts also appeared in creatures such as
Trolls
(association with death and the earth), and
Nisse.
Dwarves in folklore, fairy tales, and romances
Dwarves are
generally described as being about 3 to 4 feet tall, big-headed,
and bearded.
Nidavellir is
the land of the dwarves in Norse mythology. Some dwarves of
mythology and fairy tales include:
Rumpelstiltskin,
the dwarves from
Snow White,
Dvalin, Lit,
Fjalar and
Galar,
Alvis,
Eitri,
Brokkr,
Hreidmar,
Alfrik, Berling,
Grer,
Fafnir,
Otr,
Regin (rarely given
as
Mimir),
Andvari (or
Alberich).
Though most dwarves in the Arthurian romances of
Chrétien
de Troyes seem to be short humans, there is a reference to a
kingdom or kingdoms of dwarves (suggesting a non-human race) in
"Erec and
Enide." The following passage is from Carleton W. Carroll's
translation.
- "The lord of the dwarves came next, Bilis, king of the
Antipodes. The man of whom I'm speaking was indeed a dwarf and full
brother of Bliant. Bilis was the smallest of all the dwarves, and
Bliant his brother the largest of all the knights in the kingdom by
half a foot or a full hands'-breadth. To display his power and
authority Bilis brought in his company two kings who were dwarves,
who held their land by his consent, Gribalo and Glodoalan, people
looked at them with wonder. When they arrived at court, they were
very cordially welcomed; at court all three were honoured and
served like kings, for they were very noble men."
More ambiguous are the dwarfs found in attendance
on ladies in
romances.
Although these might be humans afflicted with dwarfism, who were
often kept as curiosities by courts and nobles of the era, the
ladies are often of uncertain origin themselves; many enchantresses
were in original stories
fairies, and their attendants
might likewise be nonhuman.
Folktales featuring dwarves include: The
Adventures of Billy McDaniel, Aid & Punishment, Bottile Hill,
Chamois-Hunter, The Cobbler and the Dwarfs, Curiosity Punished,
Dwarf in Search of Lodging, Dwarf-Husband, Dwarf's Banquet, Dwarves
Borrowing Bread, Dwarf's Feast, Dwarves on the Tree, Dwarves
Stealing Corn, Dwarf-Sword
Tirfing, The Field
of Ragwort, Fir Cones, Freddy and his Fiddle, Friendly Dwarves,
Gertrude and Rosy, The Girl Who Picked Strawberries,
The
Hazel-nut Child, The Hill-Man at the Dance, History of Dwarf
Long Nose, Journey of Dwarves Over the Mountain, Knurremurre, Laird
O' Co', Little Mukra, Loki & the Dwarf, Lost Bell, Nihancan
& Dwarf's Arrow, Nutcracker Dwarf, Rejected Gift,
Snow-White
and Rose-Red,
Rumpelstiltskin,
The Silver Bell, Sir Thynnè, The Skipper and the Dwarfs, Smith
Riechert,
Snow White,
The Story of Maia, Thorston & the Dwarf,
The Three Little Men in the Wood, Thumbkin, Timimoto, Wonderful
Little Pouch,
The Yellow
Dwarf
Chamorro people
believe in tales of taotaomonas, duendes and other spirits. Duende
(mythology), according to the "Chamorro-English Dictionary" by
Donald Topping, Pedro Ogo and Bernadita Dungca, is a
goblin,
elf,
ghost or spook in the form of a
dwarf, a mischievous spirit which hide or take small kids.
Taotaomona are spirits of the ancient Chamorro that act as
guardians to
banyan
trees.
Places connected with dwarves include:
- The Dwarves' Cavern (in Hasel, Germany) was
supposedly once home to many dwarves. This legend gives the cavern
its name.
- Harz Mountains (in Germany): On the
north and south sides of the Harz mountains, and in areas of the
Hohenstein region, there once lived many thousands of dwarves
according to local tradition. In the clefts of the cliffs, the
dwarf caves still exist.
- In Northumbria, dwarves are often called Duergar or Dwergar.
The most famous example of these Northumbrian dwarves are the
The
Dwarves of Simonside (see http://www.themodernantiquarian.com/user/4033/misc),
which cause the deaths of hikers. The word 'Duergar is similar to
the Norse word Dvergar,
meaning dwarves.
- Tyre (in Lebanon): In
ancient Jewish scriptures, dwarves were numerous in the towers of
the fortresses of Tyre.
Other mythological beings characterised by shortness
Other
creatures followed the same process of becoming short and
mysterious. These include:
- underground or secluded: mine kobolds (German), Hiisi (Finnish),
gnomes (alchemy), Kallikantzaroi
(Modern Greek), knockers (Cornish—see Pasty), huldufólk
(Icelandic)
- house spirits: vetter
(Scandinavian, including the tomte), Brownies
(British), Domovoi (Slavic),
Krasnoludek and
Krasnal
(Polish)
- others: pygmies
(Classical Greek), Hackers
(Sweden), leprechauns
(Irish), menehune
(Polynesian), Ebu Gogo
(Indonesian), basajaun
(Basque), Bes
(an ancient Egyptian god).
Dwarves in modern fantasy fiction
Modern fantasy and literature has formed an
intriguing weave of concepts, from the original dwarf, later Norse
mythology, the dwarf of folk-tales, and other mythology. The modern
stereotypical dwarf has distinctive features, such as short
stature, excessive hair, and skill at mining and metallurgy. After
Tolkien, the standard dwarf has become similar to those of later
Norse Mythology. It has none of the associations with death and the
afterlife, and the late association with shortness has stuck. It
continues the image of old-age (through appearance), if not
explicitly. Other characteristics of dwarves include long (but
mortal) life, antipathy to elves and distrust to other races. Many
but not all are portrayed as having Scottish accents. However, many
fantasists devise new powers or images for dwarves, and modern
dwarves have no strict definition. The
Elder
Scrolls series explicitly shows the similarity between elves
and dwarves, with the latter a sub-race of the former. In
Runescape, the
dwarves have an advanced economy, with a major trading culture and
great wealth. The dwarves of the
Artemis Fowl
series act as a sort of earthworm: they tunnel through soil and
loose rocks and get nutrition thereby, and they excrete the earth
as fast as they eat it.
Tolkien's dwarves
Traditionally, the plural of dwarf was
"dwarfs", especially when referring to actual humans with
dwarfism, but ever since
J. R. R.
Tolkien used dwarves in his fantasy novel The Hobbit, the
subsequent
The
Lord of the Rings (often published in three volumes), and the
posthumously published
The
Silmarillion, the plural forms "dwarfs" has been replaced by
"dwarves". (When discussing Tolkien's universe, though, only the
latter should be used.) Tolkien, who was fond of low
philological
jests, also suggested two other plural forms, dwarrows and
dwerrows; but he never used them in his writings, apart from the
name 'Dwarrowdelf', the Western name for Khazad-dûm or
Moria,
which was, inside his fiction, a
calque of the
Westron name
Phurunargian. His Dwarves' name for themselves was Khazâd, singular
probably Khuzd. 'Dwarrows' is the
Middle
English plural of 'Dwerg' or 'Dwerf' ('Dwarf'), and derives
from the
Old English
'Dweorgas', plural of 'Dweorh' or 'Dweorg'.
The Dwarves were created by
Aulë, one of the
Valar,
when he grew impatient waiting for the coming of
Children
of Ilúvatar.
Ilúvatar gave
them life after rebuking Aulë for what he had done and seeing that
he was both humble and repentant.
Dwarves in Tolkien are long-lived, living nearly
four times the age of man (about 250 years), but are not prolific
breeders, having children rarely and spaced far apart, and having
few women among them. Dwarvish children are cherished by their
parents, and are defended at all costs from their traditional
enemies, such as
Orcs.
A longstanding enmity between Dwarves and
Elves
is also a staple of the racial conception.
Tolkien's immense popularity led to numerous
imitators, and rewrites and reworkings of his plots were extremely
common, as a bit of reading through the advertisements in the back
of paperback fantasy books printed in around
1960–
1980 will show. The
Dwarves from the book The Hobbit became the fathers to hordes of
dwarves that would follow, with their surly, somewhat suspicious
demeanour passing to an entire race. Still, re-envisionings and
creative reuses of the concept exist.
Female dwarves
A long standing source of interest (and humour)
comes from the allusion of Tolkien to female dwarves having
beards, which was borrowed by other writers. Essentially,
Tolkien developed a rational explanation for why female Dwarves are
never encountered in the story, by elaborating that female Dwarves
never travel abroad, and look so much like Dwarf men that visitors
to Dwarf cities cannot immediately spot them. In addition to being
rare creatures they are perhaps not often featured in many fantasy
milieu for this reason. A more cynical, and perhaps more realistic,
suspicion is that female dwarves (unlike, say, female humans or
elves) lack
sex appeal and
consequently are of little interest to fantasy fans.
Tolkien writes his Dwarf-women are "in voice and
appearance, and in garb if they must go on a journey, so like to
dwarf-men that the eyes and ears of the other peoples cannot tell
them apart." This, he writes, leads to the belief that dwarves grow
out of stone. In
The
Chronicles of Narnia, in fact,
C. S.
Lewis, who was a friend of Tolkien, describes his Dwarfs [sic]
as doing just this, and it is possible that Tolkien was ribbing
Lewis in making this point. Interestingly, though, Lewis' all-male
Dwarfs are capable of mixing with humans to make half-Dwarfs, such
as Doctor Cornelius, the tutor of
Prince
Caspian (In the 2008 adaption of
Prince Caspian, female dwarfs are shown as archer along with
the males, though these female dwarfs are shown to be beardless.).
(In later writings, Tolkien directly states that his female Dwarves
have beards "from the beginning of their lives", as do the
males.)
In the
MMORPG RuneScape, female
dwarves are as present in the game as the females of other races.
Also another notable MMORPG, the once popular
Dark
Age of Camelot featured female dwarves as a selectable
race.
In Dungeons & Dragons the status of beards on
dwarven women varies by setting and editions: In
Greyhawk, dwarven
women grow beards but generally shave; in
Forgotten
Realms they grow
sideburns but not beards or
mustaches in AD&D,
but full beards in 3rd edition; and in
Eberron they do not
grow beards at all.
In the
Discworld novels,
Terry
Pratchett notes that bearded dwarven females pose a major
problem for their race, and states that the point of dwarven
courtships is to 'tactfully find out which sex the other one
is'.
Arcanum: Of Steamworks & Magick Obscura features only male
dwarves, and asking one about dwarven women is taboo, tantamount to
insulting him. The game's manual hints that the reason for this is
that the birth of a female dwarf is a rare event, with dwarven men
outnumbering the women 2-to-1, and dwarven women are pregnant with
their children for up to ten years, during which time their health
is greatly at risk. Dwarven culture, therefore, requires that
female dwarves spend almost all of their lives concealed from the
outside world, for their own safety.
In the RPG
Castle Falkenstein, all dwarves are male. They marry with women
from other Faerie races, such as Naiads or Selkies; their daughters
are all members of their mother's race, and their sons are all
dwarves. Given that the Naiads and Selkies are all female, this
would appear to suggest that this is simply a marked example of
sexual
dimorphism.
In a notable departure from convention, dwarven
females in the Korea-produced
Lineage II
MMORPG are very comely, young-looking women (almost girls,
actually), a shocking contrast to the grizzled, old look of male
dwarves. Female dwarves, however, are taller than males, and look
more like young human girls, with larger heads and stomachs.
In the
Warhammer world,
dwarfs are depicted as having female members of the race. Female
members are rarely seen, however, as most dwarven warriors are
male. From what evidence can be gathered, female dwarfs of the
Warhammer kind look like female equivalents of their male
counterparts, possessing long, platted hair instead of
beards.
Modern fantasy with major roles for Dwarves
Books
References
External links
dwarfs in Bulgarian: Джудже
dwarfs in Czech: Trpaslík
dwarfs in Danish: Dværg (mytologi)
dwarfs in German: Zwerg (Mythologie)
dwarfs in Modern Greek (1453-): Νάνος
(μυθολογία)
dwarfs in Spanish: Enanos (mitología)
dwarfs in Esperanto: Nano (ulo)
dwarfs in French: Nain (mythologie)
dwarfs in Hebrew: גמד (פנטסיה)
dwarfs in Indonesian: Kurcaci
dwarfs in Italian: Nano (mitologia)
dwarfs in Georgian: ჯუჯები
dwarfs in Korean: 드워프
dwarfs in Luxembourgish: Zwak (Mythologie)
dwarfs in Lithuanian: Nykštukai
dwarfs in Dutch: Dwerg (fictieve soort)
dwarfs in Japanese: ドワーフ
dwarfs in Norwegian: Dverg (mytologi)
dwarfs in Polish: Krasnolud
dwarfs in Russian: Гном
dwarfs in Simple English: Dwarf
dwarfs in Slovak: Trpaslík (severská
mytológia)
dwarfs in Finnish: Kääpiö
dwarfs in Swedish: Dvärgar (mytologiska
väsen)
dwarfs in Thai: คนแคระ
dwarfs in Chinese: 矮人